The lawyers of the Securities and Broker/Customer Litigation Team handle cases involving claims relating to the issuance, sale or purchase of securities brought against the company whose securities are at issue as well as claims against brokers and brokerage and clearing firms arising out of disputes with customers. The members of this team have extensive experience providing advocacy in state and federal courts as well as in the various arbitration tribunals before which these cases are frequently resolved, in addition to being versed in the federal, state and regulatory statutes and rules which govern the resolution of these disputes.

For more information regarding the Securities and Broker/Customer Litigation Team, please contact Practice Team Leader Douglas L. McCoy or any of the other lawyers on the Practice Team.